Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIA, KAM POOI
Chinese Name of Relevant Individual
HKMA Registration Number
AH3245
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2017 - 27 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2017 - 27 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2017 - 02 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2017 - 02 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2017 - 07 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2017 - 07 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2016 - 18 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2016 - 18 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIA, KAM POOI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH3245
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3245
CIMB BANK BERHAD
Type 1: dealing in securities
25 Sep 2017 - 27 Sep 2017
No
AH3245
CIMB BANK BERHAD
Type 4: advising on securities
25 Sep 2017 - 27 Sep 2017
No
AH3245
CIMB BANK BERHAD
Type 1: dealing in securities
01 Jun 2017 - 02 Jun 2017
No
AH3245
CIMB BANK BERHAD
Type 4: advising on securities
01 Jun 2017 - 02 Jun 2017
No
AH3245
CIMB BANK BERHAD
Type 1: dealing in securities
03 Mar 2017 - 07 Mar 2017
No
AH3245
CIMB BANK BERHAD
Type 4: advising on securities
03 Mar 2017 - 07 Mar 2017
No
AH3245
CIMB BANK BERHAD
Type 1: dealing in securities
16 Nov 2016 - 18 Nov 2016
No
AH3245
CIMB BANK BERHAD
Type 4: advising on securities
16 Nov 2016 - 18 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.