Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWONG, WING LAM
Chinese Name of Relevant Individual
鄺泳霖
HKMA Registration Number
AH3248
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES, CONSUMER FINANCIAL SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
OCBC BANK (HONG KONG) LIMITED
SFC CE number
AAC083
Business Address
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2025 - 27 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2025 - 27 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2025 - 02 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2025 - 02 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Jan 2025 - 02 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2023 - 30 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2023 - 30 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2022 - 13 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2022 - 13 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2022 - 13 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2022 - 13 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2018 - 12 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2018 - 12 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2018 - 02 Sep 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWONG, WING LAM
:
Chinese Name of Relevant Individual
鄺泳霖
:
HKMA Registration Number
AH3248
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Mar 2026
No
INVESTMENT SERVICES, CONSUMER FINANCIAL SERVICES
Name of Registered Institution
SFC CE number
Business Address
OCBC BANK (HONG KONG) LIMITED
AAC083
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3248
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 13 Mar 2026
No
AH3248
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Oct 2025 - 27 Dec 2025
No
AH3248
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Oct 2025 - 27 Dec 2025
No
AH3248
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Jan 2025 - 02 Aug 2025
No
AH3248
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Jan 2025 - 02 Aug 2025
No
AH3248
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Jan 2025 - 02 Aug 2025
No
AH3248
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
09 Sep 2023 - 30 Nov 2024
No
AH3248
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
09 Sep 2023 - 30 Nov 2024
No
AH3248
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Aug 2022 - 13 Jul 2023
No
AH3248
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Aug 2022 - 13 Jul 2023
No
AH3248
CITIBANK, N.A.
Type 1: dealing in securities
09 Aug 2022 - 13 Jul 2023
No
AH3248
CITIBANK, N.A.
Type 4: advising on securities
09 Aug 2022 - 13 Jul 2023
No
AH3248
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
24 Oct 2018 - 12 Jun 2022
No
AH3248
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
24 Oct 2018 - 12 Jun 2022
No
AH3248
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Aug 2018 - 02 Sep 2018
No
AH3248
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Aug 2018 - 02 Sep 2018
No
AH3248
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Mar 2017 - 22 Jul 2018
No
AH3248
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Nov 2016 - 22 Jul 2018
No
AH3248
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Nov 2016 - 22 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.