Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, YIP CHUN
Chinese Name of Relevant Individual
劉業駿
HKMA Registration Number
AH3250
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2019 - 04 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2019 - 04 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2016 - 17 Mar 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, YIP CHUN
:
Chinese Name of Relevant Individual
劉業駿
:
HKMA Registration Number
AH3250
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3250
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
23 May 2019 - 04 Feb 2022
No
AH3250
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
23 May 2019 - 04 Feb 2022
No
AH3250
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
18 Nov 2016 - 17 Mar 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.