Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LE SAINT, BRUNO STEPHANE JEAN MARIE
Chinese Name of Relevant Individual
HKMA Registration Number
AH3251
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Aug 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
CHIEF EXECUTIVE OFFICER, ASIA PACIFIC AND MIDDLE EAST, CORPORATE & INVESTMENT BANKING
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Aug 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
CHIEF EXECUTIVE OFFICER, ASIA PACIFIC AND MIDDLE EAST, CORPORATE & INVESTMENT BANKING
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
04 Aug 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
CHIEF EXECUTIVE OFFICER, ASIA PACIFIC AND MIDDLE EAST, CORPORATE & INVESTMENT BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
NATIXIS
SFC CE number
AGJ912
Business Address
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
NATIXIS
Effective Date
23 Oct 2019
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
2
Registered Institution
NATIXIS
Effective Date
23 Oct 2019
Description
For Type 6 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of NATIXIS not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Aug 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Aug 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 23 Oct 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2017 - 05 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2017 - 05 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Aug 2017 - 22 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2016 - 19 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2016 - 19 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LE SAINT, BRUNO STEPHANE JEAN MARIE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH3251
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NATIXIS
Type 1: dealing in securities
04 Aug 2017
Yes
CHIEF EXECUTIVE OFFICER, ASIA PACIFIC AND MIDDLE EAST, CORPORATE & INVESTMENT BANKING
NATIXIS
Type 4: advising on securities
04 Aug 2017
Yes
CHIEF EXECUTIVE OFFICER, ASIA PACIFIC AND MIDDLE EAST, CORPORATE & INVESTMENT BANKING
NATIXIS
Type 6: advising on corporate finance
04 Aug 2017
Yes
CHIEF EXECUTIVE OFFICER, ASIA PACIFIC AND MIDDLE EAST, CORPORATE & INVESTMENT BANKING
Name of Registered Institution
SFC CE number
Business Address
NATIXIS
AGJ912
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Registered Institution
Effective Date
Description
NATIXIS
1
23 Oct 2019
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
NATIXIS
2
23 Oct 2019
For Type 6 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of NATIXIS not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3251
NATIXIS
Type 1: dealing in securities
Since 06 Aug 2020
Yes
AH3251
NATIXIS
Type 4: advising on securities
Since 06 Aug 2020
Yes
AH3251
NATIXIS
Type 6: advising on corporate finance
Since 23 Oct 2019
Yes
AH3251
NATIXIS
Type 1: dealing in securities
04 Aug 2017 - 05 Aug 2020
No
AH3251
NATIXIS
Type 4: advising on securities
04 Aug 2017 - 05 Aug 2020
No
AH3251
NATIXIS
Type 6: advising on corporate finance
04 Aug 2017 - 22 Oct 2019
No
AH3251
NATIXIS
Type 1: dealing in securities
18 Nov 2016 - 19 May 2017
No
AH3251
NATIXIS
Type 4: advising on securities
18 Nov 2016 - 19 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.