Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CAI, JING
Chinese Name of Relevant Individual
蔡璟
HKMA Registration Number
AH3272
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUSION BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2023 - 07 Feb 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FUSION BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2023 - 07 Feb 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2016 - 05 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CAI, JING
:
Chinese Name of Relevant Individual
蔡璟
:
HKMA Registration Number
AH3272
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3272
FUSION BANK LIMITED
Type 1: dealing in securities
31 Aug 2023 - 07 Feb 2025
Yes
AH3272
FUSION BANK LIMITED
Type 4: advising on securities
31 Aug 2023 - 07 Feb 2025
Yes
AH3272
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
21 Nov 2016 - 05 Nov 2017
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.