Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, SHUK YEE
Chinese Name of Relevant Individual
曾淑儀
HKMA Registration Number
AH3310
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2022 - 10 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2022 - 10 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 19 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 19 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2016 - 19 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2016 - 19 Apr 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, SHUK YEE
:
Chinese Name of Relevant Individual
曾淑儀
:
HKMA Registration Number
AH3310
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3310
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Jun 2022 - 10 Jul 2022
No
AH3310
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
07 Jun 2022 - 10 Jul 2022
No
AH3310
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 19 Apr 2022
No
AH3310
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 19 Apr 2022
No
AH3310
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Nov 2016 - 19 Apr 2022
No
AH3310
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Nov 2016 - 19 Apr 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.