Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZUHLSDORFF, TILL OLIVER
Chinese Name of Relevant Individual
HKMA Registration Number
AH3313
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2026 - 23 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2026 - 23 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Feb 2026 - 23 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2025 - 18 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2025 - 18 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Nov 2025 - 18 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2024 - 11 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2024 - 11 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Nov 2024 - 11 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2024 - 17 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2024 - 17 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Oct 2024 - 17 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2023 - 23 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2023 - 23 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Nov 2023 - 23 Nov 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 30
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZUHLSDORFF, TILL OLIVER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH3313
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3313
UBS AG
Type 1: dealing in securities
20 Feb 2026 - 23 Feb 2026
No
AH3313
UBS AG
Type 4: advising on securities
20 Feb 2026 - 23 Feb 2026
No
AH3313
UBS AG
Type 6: advising on corporate finance
20 Feb 2026 - 23 Feb 2026
No
AH3313
UBS AG
Type 1: dealing in securities
13 Nov 2025 - 18 Nov 2025
No
AH3313
UBS AG
Type 4: advising on securities
13 Nov 2025 - 18 Nov 2025
No
AH3313
UBS AG
Type 6: advising on corporate finance
13 Nov 2025 - 18 Nov 2025
No
AH3313
UBS AG
Type 1: dealing in securities
08 Nov 2024 - 11 Nov 2024
No
AH3313
UBS AG
Type 4: advising on securities
08 Nov 2024 - 11 Nov 2024
No
AH3313
UBS AG
Type 6: advising on corporate finance
08 Nov 2024 - 11 Nov 2024
No
AH3313
UBS AG
Type 1: dealing in securities
15 Oct 2024 - 17 Oct 2024
No
AH3313
UBS AG
Type 4: advising on securities
15 Oct 2024 - 17 Oct 2024
No
AH3313
UBS AG
Type 6: advising on corporate finance
15 Oct 2024 - 17 Oct 2024
No
AH3313
UBS AG
Type 1: dealing in securities
20 Nov 2023 - 23 Nov 2023
No
AH3313
UBS AG
Type 4: advising on securities
20 Nov 2023 - 23 Nov 2023
No
AH3313
UBS AG
Type 6: advising on corporate finance
20 Nov 2023 - 23 Nov 2023
No
AH3313
UBS AG
Type 1: dealing in securities
22 Nov 2019 - 26 Nov 2019
No
AH3313
UBS AG
Type 4: advising on securities
22 Nov 2019 - 26 Nov 2019
No
AH3313
UBS AG
Type 6: advising on corporate finance
22 Nov 2019 - 26 Nov 2019
No
AH3313
UBS AG
Type 1: dealing in securities
22 Nov 2018 - 28 Nov 2018
No
AH3313
UBS AG
Type 4: advising on securities
22 Nov 2018 - 28 Nov 2018
No
AH3313
UBS AG
Type 6: advising on corporate finance
22 Nov 2018 - 28 Nov 2018
No
AH3313
UBS AG
Type 1: dealing in securities
24 Nov 2017 - 28 Nov 2017
No
AH3313
UBS AG
Type 4: advising on securities
24 Nov 2017 - 28 Nov 2017
No
AH3313
UBS AG
Type 6: advising on corporate finance
24 Nov 2017 - 28 Nov 2017
No
AH3313
UBS AG
Type 1: dealing in securities
05 May 2017 - 11 May 2017
No
AH3313
UBS AG
Type 4: advising on securities
05 May 2017 - 11 May 2017
No
AH3313
UBS AG
Type 6: advising on corporate finance
05 May 2017 - 11 May 2017
No
AH3313
UBS AG
Type 1: dealing in securities
28 Nov 2016 - 30 Nov 2016
No
AH3313
UBS AG
Type 4: advising on securities
28 Nov 2016 - 30 Nov 2016
No
AH3313
UBS AG
Type 6: advising on corporate finance
28 Nov 2016 - 30 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.