Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAI, KWOK CHING
Chinese Name of Relevant Individual
魏幗楨
HKMA Registration Number
AH3332
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2021 - 18 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2019 - 11 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Jan 2019 - 11 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2016 - 15 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAI, KWOK CHING
:
Chinese Name of Relevant Individual
魏幗楨
:
HKMA Registration Number
AH3332
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3332
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jan 2021 - 18 Feb 2024
No
AH3332
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Jan 2019 - 11 Nov 2020
No
AH3332
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Jan 2019 - 11 Nov 2020
No
AH3332
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
30 Nov 2016 - 15 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.