Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
QU, WENCHAN
Chinese Name of Relevant Individual
曲文禪
HKMA Registration Number
AH3342
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2020 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Apr 2020 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Apr 2020 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2016 - 10 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
QU, WENCHAN
:
Chinese Name of Relevant Individual
曲文禪
:
HKMA Registration Number
AH3342
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3342
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Apr 2020 - 30 Jun 2021
No
AH3342
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Apr 2020 - 30 Jun 2021
No
AH3342
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Apr 2020 - 30 Jun 2021
No
AH3342
ROYAL BANK OF CANADA
Type 1: dealing in securities
01 Dec 2016 - 10 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.