Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, WAI LING
Chinese Name of Relevant Individual
劉惠玲
HKMA Registration Number
AH3374
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2023 - 19 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Dec 2023 - 19 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Apr 2019 - 27 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Apr 2019 - 27 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2018 - 06 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2018 - 06 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2016 - 06 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2016 - 06 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, WAI LING
:
Chinese Name of Relevant Individual
劉惠玲
:
HKMA Registration Number
AH3374
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3374
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
23 Dec 2023 - 19 Nov 2025
No
AH3374
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
23 Dec 2023 - 19 Nov 2025
No
AH3374
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
05 Apr 2019 - 27 Aug 2023
No
AH3374
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
05 Apr 2019 - 27 Aug 2023
No
AH3374
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
17 Aug 2018 - 06 Jan 2019
No
AH3374
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
17 Aug 2018 - 06 Jan 2019
No
AH3374
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
06 Dec 2016 - 06 May 2018
No
AH3374
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
06 Dec 2016 - 06 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.