Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, YU-SIANG
Chinese Name of Relevant Individual
林羽翔
HKMA Registration Number
AH3376
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2019 - 21 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2018 - 02 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2018 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2018 - 04 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2018 - 24 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2018 - 29 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2018 - 25 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2017 - 08 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2017 - 12 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2017 - 01 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2017 - 14 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2016 - 08 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, YU-SIANG
:
Chinese Name of Relevant Individual
林羽翔
:
HKMA Registration Number
AH3376
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3376
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
01 Feb 2019 - 21 Jul 2019
No
AH3376
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
26 Oct 2018 - 02 Nov 2018
No
AH3376
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
24 Sep 2018 - 28 Sep 2018
No
AH3376
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Jun 2018 - 04 Jul 2018
No
AH3376
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
18 May 2018 - 24 May 2018
No
AH3376
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
21 Mar 2018 - 29 Mar 2018
No
AH3376
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Jan 2018 - 25 Jan 2018
No
AH3376
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
30 Nov 2017 - 08 Dec 2017
No
AH3376
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
06 Oct 2017 - 12 Oct 2017
No
AH3376
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
30 Aug 2017 - 01 Sep 2017
No
AH3376
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
07 Jul 2017 - 14 Jul 2017
No
AH3376
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
06 Dec 2016 - 08 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
