Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAY, XI NAN
Chinese Name of Relevant Individual
HKMA Registration Number
AH3407
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2026 - 06 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2023 - 06 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2018 - 28 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2018 - 02 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2016 - 23 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAY, XI NAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH3407
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3407
BNP PARIBAS
Type 1: dealing in securities
30 Apr 2026 - 06 May 2026
No
AH3407
BNP PARIBAS
Type 1: dealing in securities
03 Jul 2023 - 06 Jul 2023
No
AH3407
BNP PARIBAS
Type 1: dealing in securities
27 Jun 2018 - 28 Jun 2018
No
AH3407
BNP PARIBAS
Type 1: dealing in securities
12 Jan 2018 - 02 Feb 2018
No
AH3407
BNP PARIBAS
Type 1: dealing in securities
09 Dec 2016 - 23 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.