Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TANG, YAU CHUNG KEITH
Chinese Name of Relevant Individual

鄧祐宗
HKMA Registration Number
AH3429
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Dec 2016
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT BRANCH MANAGER (SERVICE)
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Dec 2016
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT BRANCH MANAGER (SERVICE)
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TANG, YAU CHUNG KEITH
:
Chinese Name of Relevant Individual
鄧祐宗
:
HKMA Registration Number
AH3429
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
14 Dec 2016
No
ASSISTANT BRANCH MANAGER (SERVICE)
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
14 Dec 2016
No
ASSISTANT BRANCH MANAGER (SERVICE)