Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YIK CHUNG
Chinese Name of Relevant Individual
陳易聰
HKMA Registration Number
AH3484
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2019 - 25 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2019 - 25 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 May 2019 - 25 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2018 - 28 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2018 - 28 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2016 - 18 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Dec 2016 - 18 Jun 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YIK CHUNG
:
Chinese Name of Relevant Individual
陳易聰
:
HKMA Registration Number
AH3484
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3484
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 May 2019 - 25 Apr 2020
No
AH3484
HANG SENG BANK, LIMITED
Type 4: advising on securities
08 May 2019 - 25 Apr 2020
No
AH3484
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 May 2019 - 25 Apr 2020
No
AH3484
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jul 2018 - 28 Feb 2019
No
AH3484
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
12 Jul 2018 - 28 Feb 2019
No
AH3484
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Dec 2016 - 18 Jun 2018
No
AH3484
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Dec 2016 - 18 Jun 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
