Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, LONG HEI ADRIAN
Chinese Name of Relevant Individual
羅朗曦
HKMA Registration Number
AH3515
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Aug 2019
Is an Executive Officer? (Yes / No)
No
Capacity
ICG SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
SFC CE number
AAK077
Business Address
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2017 - 17 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
04 Jan 2017 - 17 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2017 - 17 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 5: advising on futures contracts
Effective Period
04 Jan 2017 - 17 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, LONG HEI ADRIAN
:
Chinese Name of Relevant Individual
羅朗曦
:
HKMA Registration Number
AH3515
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Aug 2019
No
ICG SALES
Name of Registered Institution
SFC CE number
Business Address
DEUTSCHE BANK AKTIENGESELLSCHAFT
AAK077
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3515
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 22 Aug 2019
No
AH3515
NATIXIS
Type 1: dealing in securities
04 Jan 2017 - 17 Nov 2017
No
AH3515
NATIXIS
Type 2: dealing in futures contracts
04 Jan 2017 - 17 Nov 2017
No
AH3515
NATIXIS
Type 4: advising on securities
04 Jan 2017 - 17 Nov 2017
No
AH3515
NATIXIS
Type 5: advising on futures contracts
04 Jan 2017 - 17 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
