Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, LAP LUN
Chinese Name of Relevant Individual
陳立崙
HKMA Registration Number
AH3518
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2024 - 01 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
04 May 2024 - 01 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2021 - 01 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
22 Oct 2021 - 01 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2019 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2019 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2017 - 27 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2017 - 27 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2017 - 31 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2017 - 31 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, LAP LUN
:
Chinese Name of Relevant Individual
陳立崙
:
HKMA Registration Number
AH3518
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3518
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
04 May 2024 - 01 Sep 2024
No
AH3518
BANK OF CHINA INTERNATIONAL LIMITED
Type 5: advising on futures contracts
04 May 2024 - 01 Sep 2024
No
AH3518
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Oct 2021 - 01 Sep 2024
No
AH3518
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
22 Oct 2021 - 01 Sep 2024
No
AH3518
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
29 Aug 2019 - 30 Jun 2021
No
AH3518
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
29 Aug 2019 - 30 Jun 2021
No
AH3518
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Aug 2017 - 27 Jan 2018
No
AH3518
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Aug 2017 - 27 Jan 2018
No
AH3518
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Jan 2017 - 31 May 2017
No
AH3518
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Jan 2017 - 31 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.