Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SZE, WING FUNG
Chinese Name of Relevant Individual
施穎豐
HKMA Registration Number
AH3530
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2019 - 17 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2019 - 17 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2017 - 25 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2017 - 25 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SZE, WING FUNG
:
Chinese Name of Relevant Individual
施穎豐
:
HKMA Registration Number
AH3530
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3530
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jan 2019 - 17 Jan 2021
No
AH3530
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2019 - 17 Jan 2021
No
AH3530
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jan 2017 - 25 May 2017
No
AH3530
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Jan 2017 - 25 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.