Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, TSUN TAT
Chinese Name of Relevant Individual
黃俊達
HKMA Registration Number
AH3541
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2018 - 11 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2018 - 11 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2017 - 09 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2017 - 09 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2017 - 09 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2017 - 09 Sep 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, TSUN TAT
:
Chinese Name of Relevant Individual
黃俊達
:
HKMA Registration Number
AH3541
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3541
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
12 Oct 2018 - 11 Jun 2019
No
AH3541
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
12 Oct 2018 - 11 Jun 2019
No
AH3541
DBS BANK LTD.
Type 1: dealing in securities
27 Sep 2017 - 09 Sep 2018
No
AH3541
DBS BANK LTD.
Type 4: advising on securities
27 Sep 2017 - 09 Sep 2018
No
AH3541
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jan 2017 - 09 Sep 2018
No
AH3541
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jan 2017 - 09 Sep 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
