Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, YANJIE
Chinese Name of Relevant Individual
馬彥捷
HKMA Registration Number
AH3565
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT COVERAGE, GLOBAL BANKING
Remarks
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT COVERAGE, GLOBAL BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANCO SANTANDER, S.A.
SFC CE number
AAK788
Business Address
LEVEL 28, PING AN TOWER, INTERNATIONAL GATEWAY CENTRE, 1 WUI MAN ROAD, KOWLOON
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 02 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 02 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2021 - 29 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Jun 2021 - 29 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2017 - 25 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Jan 2017 - 25 Mar 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, YANJIE
:
Chinese Name of Relevant Individual
馬彥捷
:
HKMA Registration Number
AH3565
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANCO SANTANDER, S.A.
Type 1: dealing in securities
02 Mar 2024
No
CLIENT COVERAGE, GLOBAL BANKING
BANCO SANTANDER, S.A.
Type 4: advising on securities
02 Mar 2024
No
CLIENT COVERAGE, GLOBAL BANKING
Name of Registered Institution
SFC CE number
Business Address
BANCO SANTANDER, S.A.
AAK788
LEVEL 28, PING AN TOWER, INTERNATIONAL GATEWAY CENTRE, 1 WUI MAN ROAD, KOWLOON
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3565
BANCO SANTANDER, S.A.
Type 1: dealing in securities
Since 02 Mar 2024
No
AH3565
BANCO SANTANDER, S.A.
Type 4: advising on securities
Since 02 Mar 2024
No
AH3565
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Jun 2021 - 29 Jun 2023
No
AH3565
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
25 Jun 2021 - 29 Jun 2023
No
AH3565
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Jan 2017 - 25 Mar 2021
No
AH3565
BARCLAYS BANK PLC
Type 6: advising on corporate finance
10 Jan 2017 - 25 Mar 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.