Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HAN, LIQIAO
Chinese Name of Relevant Individual
韓立巧
HKMA Registration Number
AH3568
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2024 - 17 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2024 - 17 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2019 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2017 - 27 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2017 - 27 Mar 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HAN, LIQIAO
:
Chinese Name of Relevant Individual
韓立巧
:
HKMA Registration Number
AH3568
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3568
BANK OF MONTREAL
Type 1: dealing in securities
17 Apr 2024 - 17 Sep 2025
No
AH3568
BANK OF MONTREAL
Type 4: advising on securities
17 Apr 2024 - 17 Sep 2025
No
AH3568
ROYAL BANK OF CANADA
Type 1: dealing in securities
07 May 2019 - 30 Jun 2022
No
AH3568
BANCO SANTANDER, S.A.
Type 1: dealing in securities
10 Jan 2017 - 27 Mar 2019
No
AH3568
BANCO SANTANDER, S.A.
Type 4: advising on securities
10 Jan 2017 - 27 Mar 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.