Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, HO YEUNG
Chinese Name of Relevant Individual
陳浩揚
HKMA Registration Number
AH3592
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
First date of engagement
30 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 9: asset management
First date of engagement
30 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
SFC CE number
AJB303
Business Address
6/F & 15/F ROOM NO. 1501-1506, TOWER 5, THE GATEWAY, 15 CANTON ROAD, TSIMSHATSUI, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 9: asset management
Effective Period
Since 30 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2023 - 11 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2023 - 11 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2022 - 16 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2022 - 16 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2019 - 12 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2019 - 12 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2017 - 12 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2017 - 12 Jul 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, HO YEUNG
:
Chinese Name of Relevant Individual
陳浩揚
:
HKMA Registration Number
AH3592
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
30 May 2026
No
MANAGER
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
30 May 2026
No
MANAGER
TAISHIN INTERNATIONAL BANK CO., LTD
Type 9: asset management
30 May 2026
No
MANAGER
Name of Registered Institution
SFC CE number
Business Address
TAISHIN INTERNATIONAL BANK CO., LTD
AJB303
6/F & 15/F ROOM NO. 1501-1506, TOWER 5, THE GATEWAY, 15 CANTON ROAD, TSIMSHATSUI, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3592
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
Since 30 May 2026
No
AH3592
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
Since 30 May 2026
No
AH3592
TAISHIN INTERNATIONAL BANK CO., LTD
Type 9: asset management
Since 30 May 2026
No
AH3592
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
16 Mar 2023 - 11 Mar 2026
No
AH3592
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
16 Mar 2023 - 11 Mar 2026
No
AH3592
DAH SING BANK, LIMITED
Type 1: dealing in securities
09 Sep 2022 - 16 Oct 2022
No
AH3592
DAH SING BANK, LIMITED
Type 4: advising on securities
09 Sep 2022 - 16 Oct 2022
No
AH3592
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
05 Sep 2019 - 12 Aug 2022
No
AH3592
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
05 Sep 2019 - 12 Aug 2022
No
AH3592
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
12 Jan 2017 - 12 Jul 2019
No
AH3592
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
12 Jan 2017 - 12 Jul 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.