Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HA, DEREK CHUN-HENG
Chinese Name of Relevant Individual
HKMA Registration Number
AH3593
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2018 - 15 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 May 2018 - 15 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2018 - 14 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Mar 2018 - 14 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2017 - 13 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Oct 2017 - 13 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2017 - 09 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Jun 2017 - 09 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2017 - 18 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Jan 2017 - 18 Jan 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HA, DEREK CHUN-HENG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH3593
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3593
BARCLAYS BANK PLC
Type 1: dealing in securities
10 May 2018 - 15 May 2018
No
AH3593
BARCLAYS BANK PLC
Type 6: advising on corporate finance
10 May 2018 - 15 May 2018
No
AH3593
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Mar 2018 - 14 Mar 2018
No
AH3593
BARCLAYS BANK PLC
Type 6: advising on corporate finance
09 Mar 2018 - 14 Mar 2018
No
AH3593
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Oct 2017 - 13 Oct 2017
No
AH3593
BARCLAYS BANK PLC
Type 6: advising on corporate finance
06 Oct 2017 - 13 Oct 2017
No
AH3593
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Jun 2017 - 09 Jun 2017
No
AH3593
BARCLAYS BANK PLC
Type 6: advising on corporate finance
06 Jun 2017 - 09 Jun 2017
No
AH3593
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Jan 2017 - 18 Jan 2017
No
AH3593
BARCLAYS BANK PLC
Type 6: advising on corporate finance
12 Jan 2017 - 18 Jan 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.