Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, WAN YIU
Chinese Name of Relevant Individual
李允耀
HKMA Registration Number
AH3598
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR DEALER
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR DEALER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2018 - 21 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2018 - 21 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2017 - 24 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2017 - 24 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, WAN YIU
:
Chinese Name of Relevant Individual
李允耀
:
HKMA Registration Number
AH3598
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
22 Jan 2021
No
SENIOR DEALER
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
22 Jan 2021
No
SENIOR DEALER
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3598
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 22 Jan 2021
No
AH3598
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 22 Jan 2021
No
AH3598
DAH SING BANK, LIMITED
Type 1: dealing in securities
03 Nov 2018 - 21 Nov 2020
No
AH3598
DAH SING BANK, LIMITED
Type 4: advising on securities
03 Nov 2018 - 21 Nov 2020
No
AH3598
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
22 Jul 2017 - 24 Oct 2018
No
AH3598
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
13 Jan 2017 - 24 Oct 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.