Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ROGOFF, BRADLEY WAYNE
Chinese Name of Relevant Individual
HKMA Registration Number
AH3616
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2024 - 20 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2023 - 19 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2020 - 15 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2019 - 09 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2018 - 16 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2017 - 18 Jan 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ROGOFF, BRADLEY WAYNE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH3616
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3616
BARCLAYS BANK PLC
Type 4: advising on securities
19 Mar 2024 - 20 Mar 2024
No
AH3616
BARCLAYS BANK PLC
Type 4: advising on securities
18 Apr 2023 - 19 Apr 2023
No
AH3616
BARCLAYS BANK PLC
Type 4: advising on securities
13 Jan 2020 - 15 Jan 2020
No
AH3616
BARCLAYS BANK PLC
Type 4: advising on securities
04 Jan 2019 - 09 Jan 2019
No
AH3616
BARCLAYS BANK PLC
Type 4: advising on securities
12 Jan 2018 - 16 Jan 2018
No
AH3616
BARCLAYS BANK PLC
Type 4: advising on securities
13 Jan 2017 - 18 Jan 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.