Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, CHI KIN PETER
Chinese Name of Relevant Individual
羅致健
HKMA Registration Number
AH3626
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2018 - 08 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2018 - 08 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2017 - 21 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2017 - 21 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Action Date
Action Taken
Press Release Download
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, CHI KIN PETER
:
Chinese Name of Relevant Individual
羅致健
:
HKMA Registration Number
AH3626
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3626
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
25 Apr 2018 - 08 Sep 2018
No
AH3626
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
25 Apr 2018 - 08 Sep 2018
No
AH3626
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2017 - 21 Aug 2017
No
AH3626
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2017 - 21 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Action Date
Action Taken
Press Release Download
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.