Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIN, JIA YU
Chinese Name of Relevant Individual
尹嘉瑜
HKMA Registration Number
AH3629
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2017 - 07 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2017 - 07 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Jan 2017 - 07 Feb 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIN, JIA YU
:
Chinese Name of Relevant Individual
尹嘉瑜
:
HKMA Registration Number
AH3629
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3629
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
14 Jan 2017 - 07 Feb 2020
No
AH3629
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
14 Jan 2017 - 07 Feb 2020
No
AH3629
BANK OF NOVA SCOTIA (THE)
Type 6: advising on corporate finance
14 Jan 2017 - 07 Feb 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.