Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, WEI LYNN
Chinese Name of Relevant Individual
HKMA Registration Number
AH3630
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2021 - 10 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Aug 2021 - 10 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Jul 2020 - 25 Sep 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2017 - 28 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2017 - 28 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Jan 2017 - 08 Jul 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, WEI LYNN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH3630
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3630
BARCLAYS BANK PLC
Type 1: dealing in securities
28 Aug 2021 - 10 Oct 2023
No
AH3630
BARCLAYS BANK PLC
Type 6: advising on corporate finance
28 Aug 2021 - 10 Oct 2023
No
AH3630
BANK OF NOVA SCOTIA (THE)
Type 6: advising on corporate finance
09 Jul 2020 - 25 Sep 2020
Yes
AH3630
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
14 Jan 2017 - 28 Jul 2020
No
AH3630
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
14 Jan 2017 - 28 Jul 2020
No
AH3630
BANK OF NOVA SCOTIA (THE)
Type 6: advising on corporate finance
14 Jan 2017 - 08 Jul 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.