Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PROBERT, RICHARD MICHAEL
Chinese Name of Relevant Individual
HKMA Registration Number
AH3659
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2024 - 21 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 May 2024 - 21 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2019 - 28 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Nov 2019 - 28 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2019 - 15 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 May 2019 - 15 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2018 - 28 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Nov 2018 - 28 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2018 - 26 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Jun 2018 - 26 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2018 - 27 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Feb 2018 - 27 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2017 - 19 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Jan 2017 - 19 Jan 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PROBERT, RICHARD MICHAEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH3659
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3659
BARCLAYS BANK PLC
Type 1: dealing in securities
20 May 2024 - 21 May 2024
No
AH3659
BARCLAYS BANK PLC
Type 6: advising on corporate finance
20 May 2024 - 21 May 2024
No
AH3659
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Nov 2019 - 28 Nov 2019
No
AH3659
BARCLAYS BANK PLC
Type 6: advising on corporate finance
26 Nov 2019 - 28 Nov 2019
No
AH3659
BARCLAYS BANK PLC
Type 1: dealing in securities
14 May 2019 - 15 May 2019
No
AH3659
BARCLAYS BANK PLC
Type 6: advising on corporate finance
14 May 2019 - 15 May 2019
No
AH3659
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Nov 2018 - 28 Nov 2018
No
AH3659
BARCLAYS BANK PLC
Type 6: advising on corporate finance
26 Nov 2018 - 28 Nov 2018
No
AH3659
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Jun 2018 - 26 Jun 2018
No
AH3659
BARCLAYS BANK PLC
Type 6: advising on corporate finance
22 Jun 2018 - 26 Jun 2018
No
AH3659
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Feb 2018 - 27 Feb 2018
No
AH3659
BARCLAYS BANK PLC
Type 6: advising on corporate finance
26 Feb 2018 - 27 Feb 2018
No
AH3659
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Jan 2017 - 19 Jan 2017
No
AH3659
BARCLAYS BANK PLC
Type 6: advising on corporate finance
17 Jan 2017 - 19 Jan 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.