Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, NICHOLAS YU HIN
Chinese Name of Relevant Individual

劉宇軒
HKMA Registration Number
AH3674
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Aug 2017
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, REAL ESTATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Aug 2017
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, REAL ESTATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
02 Aug 2017
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, REAL ESTATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Jan 2017
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, REAL ESTATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Jan 2017
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, REAL ESTATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
01 Aug 2017
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, REAL ESTATE, CORPORATE BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, NICHOLAS YU HIN
:
Chinese Name of Relevant Individual
劉宇軒
:
HKMA Registration Number
AH3674
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Aug 2017
No
RELATIONSHIP MANAGER, REAL ESTATE, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Aug 2017
No
RELATIONSHIP MANAGER, REAL ESTATE, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
02 Aug 2017
No
RELATIONSHIP MANAGER, REAL ESTATE, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
19 Jan 2017
No
RELATIONSHIP MANAGER, REAL ESTATE, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
19 Jan 2017
No
RELATIONSHIP MANAGER, REAL ESTATE, CORPORATE BANKING
DBS BANK LTD.
Type 6: advising on corporate finance
01 Aug 2017
No
RELATIONSHIP MANAGER, REAL ESTATE, CORPORATE BANKING