Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, TSZ YING JOEY
Chinese Name of Relevant Individual
盧芷盈
HKMA Registration Number
AH3682
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2021 - 07 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2021 - 07 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2019 - 16 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2019 - 16 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Aug 2019 - 16 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2017 - 01 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2017 - 01 Jul 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, TSZ YING JOEY
:
Chinese Name of Relevant Individual
盧芷盈
:
HKMA Registration Number
AH3682
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3682
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
30 Jan 2021 - 07 Mar 2021
No
AH3682
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
30 Jan 2021 - 07 Mar 2021
No
AH3682
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Aug 2019 - 16 Jul 2020
No
AH3682
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Aug 2019 - 16 Jul 2020
No
AH3682
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Aug 2019 - 16 Jul 2020
No
AH3682
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jan 2017 - 01 Jul 2019
No
AH3682
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2017 - 01 Jul 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.