Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, HAORUO
Chinese Name of Relevant Individual
劉昊若
HKMA Registration Number
AH3696
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE
Remarks
Registered Institution
ING BANK N.V.
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE
Remarks
Registered Institution
ING BANK N.V.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
11 Feb 2022
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
ING BANK N.V.
SFC CE number
AAI460
Business Address
8TH FLOOR, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 13 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 11 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2022 - 08 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2022 - 08 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2017 - 29 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2017 - 29 Jul 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, HAORUO
:
Chinese Name of Relevant Individual
劉昊若
:
HKMA Registration Number
AH3696
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ING BANK N.V.
Type 1: dealing in securities
13 Jan 2025
No
ASSOCIATE
ING BANK N.V.
Type 4: advising on securities
13 Jan 2025
No
ASSOCIATE
ING BANK N.V.
Type 6: advising on corporate finance
11 Feb 2022
No
ASSOCIATE
Name of Registered Institution
SFC CE number
Business Address
ING BANK N.V.
AAI460
8TH FLOOR, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3696
ING BANK N.V.
Type 1: dealing in securities
Since 13 Jan 2025
No
AH3696
ING BANK N.V.
Type 4: advising on securities
Since 13 Jan 2025
No
AH3696
ING BANK N.V.
Type 6: advising on corporate finance
Since 11 Feb 2022
No
AH3696
ING BANK N.V.
Type 1: dealing in securities
09 Mar 2022 - 08 Jun 2022
No
AH3696
ING BANK N.V.
Type 4: advising on securities
09 Mar 2022 - 08 Jun 2022
No
AH3696
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jan 2017 - 29 Jul 2020
No
AH3696
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Jan 2017 - 29 Jul 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
