Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, YING WING
Chinese Name of Relevant Individual
黃英榮
HKMA Registration Number
AH3706
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2024 - 13 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2024 - 13 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2023 - 02 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2017 - 28 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2017 - 28 Jun 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, YING WING
:
Chinese Name of Relevant Individual
黃英榮
:
HKMA Registration Number
AH3706
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3706
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
17 Aug 2024 - 13 May 2026
No
AH3706
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
17 Aug 2024 - 13 May 2026
No
AH3706
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Jun 2023 - 02 Jul 2024
No
AH3706
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jan 2017 - 28 Jun 2020
No
AH3706
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Jan 2017 - 28 Jun 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.