Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, HONG YIU
Chinese Name of Relevant Individual
李康耀
HKMA Registration Number
AH3715
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2022 - 12 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2022 - 12 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Aug 2022 - 12 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Dec 2021 - 29 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Dec 2021 - 29 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2020 - 21 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2020 - 21 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2019 - 22 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2019 - 22 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2017 - 28 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2017 - 28 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Jan 2017 - 28 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, HONG YIU
:
Chinese Name of Relevant Individual
李康耀
:
HKMA Registration Number
AH3715
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3715
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Aug 2022 - 12 Dec 2023
No
AH3715
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Aug 2022 - 12 Dec 2023
No
AH3715
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Aug 2022 - 12 Dec 2023
No
AH3715
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Dec 2021 - 29 Jun 2022
No
AH3715
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Dec 2021 - 29 Jun 2022
No
AH3715
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
11 Sep 2020 - 21 Nov 2021
No
AH3715
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
11 Sep 2020 - 21 Nov 2021
No
AH3715
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Nov 2019 - 22 Jul 2020
No
AH3715
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
05 Nov 2019 - 22 Jul 2020
No
AH3715
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Jan 2017 - 28 Jan 2019
No
AH3715
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Jan 2017 - 28 Jan 2019
No
AH3715
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Jan 2017 - 28 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.