Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LUM, WING FAI
Chinese Name of Relevant Individual

林永輝
HKMA Registration Number
AH3731
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Jan 2017
Is an Executive Officer? (Yes / No)
No
Capacity
DISTRIBUTION NETWORK QUALITY ANALYST
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Jan 2017
Is an Executive Officer? (Yes / No)
No
Capacity
DISTRIBUTION NETWORK QUALITY ANALYST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LUM, WING FAI
:
Chinese Name of Relevant Individual
林永輝
:
HKMA Registration Number
AH3731
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
26 Jan 2017
No
DISTRIBUTION NETWORK QUALITY ANALYST
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
26 Jan 2017
No
DISTRIBUTION NETWORK QUALITY ANALYST