Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
WAN, HOI TING MANDY
Chinese Name of Relevant Individual

溫凱婷
HKMA Registration Number
AH3746
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Jan 2017
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Jan 2017
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
23 Jan 2019
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WAN, HOI TING MANDY
:
Chinese Name of Relevant Individual
溫凱婷
:
HKMA Registration Number
AH3746
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Jan 2017
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Jan 2017
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Jan 2019
No
CUSTOMER SERVICE