Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAN, KA LOK
Chinese Name of Relevant Individual
甄嘉樂
HKMA Registration Number
AH3758
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2020 - 15 Jan 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2020 - 15 Jan 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2020 - 21 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Oct 2020 - 21 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2017 - 31 Jul 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2017 - 31 Jul 2019
Is an Executive Officer? (Yes / No)
Yes
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAN, KA LOK
:
Chinese Name of Relevant Individual
甄嘉樂
:
HKMA Registration Number
AH3758
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3758
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
22 Dec 2020 - 15 Jan 2023
Yes
AH3758
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
22 Dec 2020 - 15 Jan 2023
Yes
AH3758
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
30 Oct 2020 - 21 Dec 2020
No
AH3758
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
30 Oct 2020 - 21 Dec 2020
No
AH3758
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
27 Jan 2017 - 31 Jul 2019
Yes
AH3758
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
27 Jan 2017 - 31 Jul 2019
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.