Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHUN LOK
Chinese Name of Relevant Individual
黃進樂
HKMA Registration Number
AH3775
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2017 - 19 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jun 2017 - 19 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2017 - 06 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2017 - 06 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHUN LOK
:
Chinese Name of Relevant Individual
黃進樂
:
HKMA Registration Number
AH3775
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3775
CHONG HING BANK LIMITED
Type 1: dealing in securities
15 Jun 2017 - 19 Dec 2017
No
AH3775
CHONG HING BANK LIMITED
Type 4: advising on securities
15 Jun 2017 - 19 Dec 2017
No
AH3775
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
03 Feb 2017 - 06 Apr 2017
No
AH3775
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
03 Feb 2017 - 06 Apr 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.