Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, YU TAT
Chinese Name of Relevant Individual
吳裕達
HKMA Registration Number
AH3785
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2020 - 04 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2020 - 04 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Nov 2020 - 04 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2019 - 06 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2019 - 06 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2019 - 31 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2019 - 31 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2017 - 31 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2017 - 31 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, YU TAT
:
Chinese Name of Relevant Individual
吳裕達
:
HKMA Registration Number
AH3785
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3785
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Nov 2020 - 04 Jul 2021
No
AH3785
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Nov 2020 - 04 Jul 2021
No
AH3785
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Nov 2020 - 04 Jul 2021
No
AH3785
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
19 Jul 2019 - 06 Oct 2020
No
AH3785
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
19 Jul 2019 - 06 Oct 2020
No
AH3785
DAH SING BANK, LIMITED
Type 1: dealing in securities
20 Feb 2019 - 31 May 2019
No
AH3785
DAH SING BANK, LIMITED
Type 4: advising on securities
20 Feb 2019 - 31 May 2019
No
AH3785
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Feb 2017 - 31 Jan 2019
No
AH3785
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Feb 2017 - 31 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.