Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YING, JIANJIA
Chinese Name of Relevant Individual
應健佳
HKMA Registration Number
AH3821
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Feb 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
DEPUTY CHIEF EXECUTIVE
Remarks
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Feb 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
DEPUTY CHIEF EXECUTIVE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA ZHESHANG BANK CO., LTD.
SFC CE number
BHF065
Business Address
15TH FLOOR, THREE EXCHANGE SQUARE, NO. 8 CONNAUGHT PLACE, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Feb 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Feb 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2020 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2020 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2020 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2020 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2017 - 10 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2017 - 10 Dec 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YING, JIANJIA
:
Chinese Name of Relevant Individual
應健佳
:
HKMA Registration Number
AH3821
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA ZHESHANG BANK CO., LTD.
Type 1: dealing in securities
17 Feb 2023
Yes
DEPUTY CHIEF EXECUTIVE
CHINA ZHESHANG BANK CO., LTD.
Type 4: advising on securities
17 Feb 2023
Yes
DEPUTY CHIEF EXECUTIVE
Name of Registered Institution
SFC CE number
Business Address
CHINA ZHESHANG BANK CO., LTD.
BHF065
15TH FLOOR, THREE EXCHANGE SQUARE, NO. 8 CONNAUGHT PLACE, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3821
CHINA ZHESHANG BANK CO., LTD.
Type 1: dealing in securities
Since 17 Feb 2023
Yes
AH3821
CHINA ZHESHANG BANK CO., LTD.
Type 4: advising on securities
Since 17 Feb 2023
Yes
AH3821
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
11 Dec 2020 - 31 Dec 2021
Yes
AH3821
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
11 Dec 2020 - 31 Dec 2021
Yes
AH3821
CHINA CONSTRUCTION BANK CORPORATION
Type 1: dealing in securities
11 Dec 2020 - 31 Dec 2021
Yes
AH3821
CHINA CONSTRUCTION BANK CORPORATION
Type 4: advising on securities
11 Dec 2020 - 31 Dec 2021
Yes
AH3821
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
08 Feb 2017 - 10 Dec 2020
No
AH3821
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
08 Feb 2017 - 10 Dec 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
