Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ALAOUI, ABDESLAM
Chinese Name of Relevant Individual
HKMA Registration Number
AH3841
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2019 - 19 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Sep 2019 - 19 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2018 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Sep 2018 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2018 - 01 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 May 2018 - 01 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2018 - 23 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 May 2018 - 23 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2018 - 06 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Apr 2018 - 06 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2017 - 11 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Feb 2017 - 11 Feb 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ALAOUI, ABDESLAM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH3841
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3841
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Sep 2019 - 19 Sep 2019
No
AH3841
BARCLAYS BANK PLC
Type 6: advising on corporate finance
16 Sep 2019 - 19 Sep 2019
No
AH3841
BARCLAYS BANK PLC
Type 1: dealing in securities
27 Mar 2019
No
AH3841
BARCLAYS BANK PLC
Type 6: advising on corporate finance
27 Mar 2019
No
AH3841
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Sep 2018 - 28 Sep 2018
No
AH3841
BARCLAYS BANK PLC
Type 6: advising on corporate finance
26 Sep 2018 - 28 Sep 2018
No
AH3841
BARCLAYS BANK PLC
Type 1: dealing in securities
29 May 2018 - 01 Jun 2018
No
AH3841
BARCLAYS BANK PLC
Type 6: advising on corporate finance
29 May 2018 - 01 Jun 2018
No
AH3841
BARCLAYS BANK PLC
Type 1: dealing in securities
22 May 2018 - 23 May 2018
No
AH3841
BARCLAYS BANK PLC
Type 6: advising on corporate finance
22 May 2018 - 23 May 2018
No
AH3841
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Apr 2018 - 06 Apr 2018
No
AH3841
BARCLAYS BANK PLC
Type 6: advising on corporate finance
04 Apr 2018 - 06 Apr 2018
No
AH3841
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Feb 2017 - 11 Feb 2017
No
AH3841
BARCLAYS BANK PLC
Type 6: advising on corporate finance
09 Feb 2017 - 11 Feb 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.