Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JI, YUE
Chinese Name of Relevant Individual
季月
HKMA Registration Number
AH3850
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2019 - 31 Aug 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2019 - 31 Aug 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 9: asset management
Effective Period
09 Feb 2017 - 27 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2017 - 04 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2017 - 04 Nov 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JI, YUE
:
Chinese Name of Relevant Individual
季月
:
HKMA Registration Number
AH3850
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3850
BANK OF CHINA LIMITED
Type 1: dealing in securities
05 Nov 2019 - 31 Aug 2024
Yes
AH3850
BANK OF CHINA LIMITED
Type 4: advising on securities
05 Nov 2019 - 31 Aug 2024
Yes
AH3850
BANK OF CHINA LIMITED
Type 9: asset management
09 Feb 2017 - 27 Jul 2021
No
AH3850
BANK OF CHINA LIMITED
Type 1: dealing in securities
09 Feb 2017 - 04 Nov 2019
No
AH3850
BANK OF CHINA LIMITED
Type 4: advising on securities
09 Feb 2017 - 04 Nov 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.