Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, PUI YIN
Chinese Name of Relevant Individual
何佩燕
HKMA Registration Number
AH3884
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2021 - 30 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
21 Jul 2021 - 30 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2018 - 07 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2017 - 27 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2017 - 27 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, PUI YIN
:
Chinese Name of Relevant Individual
何佩燕
:
HKMA Registration Number
AH3884
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3884
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
21 Jul 2021 - 30 Jun 2023
No
AH3884
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
21 Jul 2021 - 30 Jun 2023
No
AH3884
UBS AG
Type 1: dealing in securities
04 May 2018 - 07 Jul 2021
No
AH3884
BANK SINOPAC
Type 1: dealing in securities
14 Feb 2017 - 27 Apr 2018
No
AH3884
BANK SINOPAC
Type 4: advising on securities
14 Feb 2017 - 27 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.