Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SADHWANI, ASHWIN RAMESH
Chinese Name of Relevant Individual
HKMA Registration Number
AH3902
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jan 2019
Is an Executive Officer? (Yes / No)
No
Capacity
ICG SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
SFC CE number
AAK077
Business Address
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2018 - 31 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2018 - 31 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2018 - 13 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2018 - 22 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2018 - 21 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2017 - 29 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2017 - 10 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2017 - 03 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2017 - 20 Feb 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SADHWANI, ASHWIN RAMESH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH3902
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Jan 2019
No
ICG SALES
Name of Registered Institution
SFC CE number
Business Address
DEUTSCHE BANK AKTIENGESELLSCHAFT
AAK077
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3902
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 07 Jan 2019
No
AH3902
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Jul 2018 - 31 Dec 2018
No
AH3902
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 May 2018 - 31 May 2018
No
AH3902
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 May 2018 - 13 May 2018
No
AH3902
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Apr 2018 - 22 Apr 2018
No
AH3902
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Jan 2018 - 21 Jan 2018
No
AH3902
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Dec 2017 - 29 Dec 2017
No
AH3902
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Aug 2017 - 10 Aug 2017
No
AH3902
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Mar 2017 - 03 Mar 2017
No
AH3902
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Feb 2017 - 20 Feb 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.