Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, KA HO ALVIN
Chinese Name of Relevant Individual
何家豪
HKMA Registration Number
AH3903
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2021 - 02 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2021 - 02 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2019 - 11 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2019 - 11 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2017 - 09 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2017 - 09 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2017 - 19 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2017 - 19 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, KA HO ALVIN
:
Chinese Name of Relevant Individual
何家豪
:
HKMA Registration Number
AH3903
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3903
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jul 2021 - 02 May 2024
No
AH3903
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
29 Jul 2021 - 02 May 2024
No
AH3903
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
08 May 2019 - 11 Apr 2021
No
AH3903
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
08 May 2019 - 11 Apr 2021
No
AH3903
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Sep 2017 - 09 Feb 2019
No
AH3903
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Sep 2017 - 09 Feb 2019
No
AH3903
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Feb 2017 - 19 Jul 2017
No
AH3903
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Feb 2017 - 19 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.