Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, PIK YU
Chinese Name of Relevant Individual
許碧瑜
HKMA Registration Number
AH3910
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2025 - 31 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2025 - 31 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2022 - 18 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2020 - 20 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2020 - 20 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2018 - 08 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Aug 2018 - 08 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2017 - 06 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2017 - 06 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, PIK YU
:
Chinese Name of Relevant Individual
許碧瑜
:
HKMA Registration Number
AH3910
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3910
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Jun 2025 - 31 Dec 2025
No
AH3910
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
05 Jun 2025 - 31 Dec 2025
No
AH3910
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jan 2022 - 18 Feb 2024
No
AH3910
DAH SING BANK, LIMITED
Type 1: dealing in securities
13 Oct 2020 - 20 Nov 2021
No
AH3910
DAH SING BANK, LIMITED
Type 4: advising on securities
13 Oct 2020 - 20 Nov 2021
No
AH3910
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Aug 2018 - 08 Aug 2019
No
AH3910
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Aug 2018 - 08 Aug 2019
No
AH3910
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Feb 2017 - 06 May 2018
No
AH3910
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Feb 2017 - 06 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.