Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, HEAN
Chinese Name of Relevant Individual
王和安
HKMA Registration Number
AH3953
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Aug 2020
Is an Executive Officer? (Yes / No)
No
Capacity
CORP BUSINESS MANAGEMENT OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Aug 2020
Is an Executive Officer? (Yes / No)
No
Capacity
CORP BUSINESS MANAGEMENT OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Nov 2018
Is an Executive Officer? (Yes / No)
No
Capacity
CORP BUSINESS MANAGEMENT OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Nov 2018
Is an Executive Officer? (Yes / No)
No
Capacity
CORP BUSINESS MANAGEMENT OFFICER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
SFC CE number
BJN782
Business Address
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
Name of Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
SFC CE number
AAK782
Business Address
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2017 - 09 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2017 - 09 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2017 - 10 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2017 - 10 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Feb 2017 - 10 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, HEAN
:
Chinese Name of Relevant Individual
王和安
:
HKMA Registration Number
AH3953
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
12 Aug 2020
No
CORP BUSINESS MANAGEMENT OFFICER
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
12 Aug 2020
No
CORP BUSINESS MANAGEMENT OFFICER
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
15 Nov 2018
No
CORP BUSINESS MANAGEMENT OFFICER
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
15 Nov 2018
No
CORP BUSINESS MANAGEMENT OFFICER
Name of Registered Institution
SFC CE number
Business Address
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
BJN782
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
BANK OF COMMUNICATIONS CO., LTD.
AAK782
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3953
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
Since 12 Aug 2020
No
AH3953
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
Since 12 Aug 2020
No
AH3953
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
Since 15 Nov 2018
No
AH3953
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
Since 15 Nov 2018
No
AH3953
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
12 Dec 2017 - 09 Sep 2018
No
AH3953
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
12 Dec 2017 - 09 Sep 2018
No
AH3953
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Feb 2017 - 10 May 2017
No
AH3953
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Feb 2017 - 10 May 2017
No
AH3953
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Feb 2017 - 10 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.