Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIDDIQUI, MUHAMMAD USMAN
Chinese Name of Relevant Individual
HKMA Registration Number
AH3956
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2019 - 25 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2019 - 25 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2019 - 22 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2019 - 22 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2018 - 09 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2018 - 09 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2017 - 24 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2017 - 24 Feb 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIDDIQUI, MUHAMMAD USMAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH3956
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3956
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
24 Sep 2019 - 25 Sep 2019
No
AH3956
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
24 Sep 2019 - 25 Sep 2019
No
AH3956
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
20 Aug 2019 - 22 Aug 2019
No
AH3956
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
20 Aug 2019 - 22 Aug 2019
No
AH3956
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
07 Oct 2018 - 09 Oct 2018
No
AH3956
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
07 Oct 2018 - 09 Oct 2018
No
AH3956
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
20 Feb 2017 - 24 Feb 2017
No
AH3956
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
20 Feb 2017 - 24 Feb 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.