Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, SI QI
Chinese Name of Relevant Individual
HKMA Registration Number
AH3971
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jan 2026 - 28 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2025 - 10 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2025 - 23 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2025 - 21 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2024 - 25 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2024 - 05 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2023 - 20 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2023 - 17 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2019 - 20 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2019 - 15 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2019 - 12 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2018 - 26 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2018 - 18 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2017 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, SI QI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH3971
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Jan 2026 - 28 Jan 2026
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Sep 2025 - 10 Sep 2025
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
21 Jul 2025 - 23 Jul 2025
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Mar 2025 - 21 Mar 2025
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Sep 2024 - 25 Sep 2024
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Mar 2024 - 05 Mar 2024
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Jun 2023 - 20 Jun 2023
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Mar 2023 - 17 Mar 2023
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Jan 2020
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Nov 2019 - 20 Nov 2019
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
13 May 2019 - 15 May 2019
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Apr 2019 - 12 Apr 2019
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Oct 2018 - 26 Oct 2018
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Apr 2018 - 18 Apr 2018
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
29 Aug 2017 - 31 Aug 2017
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Jul 2017 - 13 Jul 2017
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Jun 2017 - 11 Jun 2017
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Apr 2017 - 07 Apr 2017
No
AH3971
BARCLAYS BANK PLC
Type 1: dealing in securities
21 Feb 2017 - 24 Feb 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.