Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, CHO YI JOEY
Chinese Name of Relevant Individual
馮楚儀
HKMA Registration Number
AH4015
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Apr 2019
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, LIABILITIES, SME BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Apr 2019
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, LIABILITIES, SME BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Sep 2019
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, LIABILITIES, SME BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Sep 2019
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, LIABILITIES, SME BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 27 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2017 - 07 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2017 - 07 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2017 - 04 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2017 - 04 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, CHO YI JOEY
:
Chinese Name of Relevant Individual
馮楚儀
:
HKMA Registration Number
AH4015
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Apr 2019
No
RELATIONSHIP MANAGER, LIABILITIES, SME BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Apr 2019
No
RELATIONSHIP MANAGER, LIABILITIES, SME BANKING
DBS BANK LTD.
Type 1: dealing in securities
27 Sep 2019
No
RELATIONSHIP MANAGER, LIABILITIES, SME BANKING
DBS BANK LTD.
Type 4: advising on securities
27 Sep 2019
No
RELATIONSHIP MANAGER, LIABILITIES, SME BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4015
DBS BANK LTD.
Type 1: dealing in securities
Since 27 Sep 2019
No
AH4015
DBS BANK LTD.
Type 4: advising on securities
Since 27 Sep 2019
No
AH4015
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 18 Apr 2019
No
AH4015
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 18 Apr 2019
No
AH4015
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
11 Aug 2017 - 07 Sep 2017
No
AH4015
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
11 Aug 2017 - 07 Sep 2017
No
AH4015
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
24 Feb 2017 - 04 Jul 2017
No
AH4015
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
24 Feb 2017 - 04 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.