Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, YINGXIAN
Chinese Name of Relevant Individual
陳穎賢
HKMA Registration Number
AH4020
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2021 - 15 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2021 - 15 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2017 - 20 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2017 - 20 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2017 - 20 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2017 - 20 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, YINGXIAN
:
Chinese Name of Relevant Individual
陳穎賢
:
HKMA Registration Number
AH4020
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4020
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
23 Aug 2021 - 15 Nov 2025
No
AH4020
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
23 Aug 2021 - 15 Nov 2025
No
AH4020
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Sep 2017 - 20 Jun 2021
No
AH4020
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Sep 2017 - 20 Jun 2021
No
AH4020
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
24 Feb 2017 - 20 Aug 2017
No
AH4020
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
24 Feb 2017 - 20 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.